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Vanguard, SEC
Vanguard to pay more than $100 million to SEC over violations involving target date retirement funds
The alleged violations stem from a 2020 change where Vanguard lowered the minimum investment requirement for its institutional target date funds. The SEC order found that the chan
Vanguard will pay $106 million over 'misleading statements' about retirement funds
Vanguard agreed to pay $106.4 million to the Securities and Exchange Commission Friday to settle charges for “misleading statements” connected to its target retirement funds that resulted in higher taxes for retail investors,
Vanguard settles SEC charges over misleading statements for $106.41 million
The Vanguard Group, Inc. has agreed to pay $106.41 million to settle charges from the Securities and Exchange Commission (SEC) over misleading statements related to capital gains distributions and tax consequences for retail investors.
SEC, Genesis and Digital Currency Group
Digital Currency Group, former Genesis CEO to pay $38.5 million over SEC charges
The U.S. Securities and Exchange Commission on Friday said Digital Currency Group Inc. and the CEO of its now-defunct subsidiary Genesis Global Capital LLC have agreed to pay a combined $38.5 million in civil penalties to settle charges they misled investors about Genesis's financial condition.
DCG, Former Genesis CEO to Pay SEC $38.5M to Settle Securities Fraud Charges
Digital Currency Group (DCG) and Soichoro “Michael” Moro, the former CEO of its now-defunct Genesis subsidiary, have agreed to pay a combined
Crypto firm Digital Currency Group to pay SEC $38.5 million for misleading investors
Digital Currency Group, the crypto firm founded by Barry Silbert, is paying the SEC $38.5 million for misleading investors.
Twitter, Elon Musk and SEC
SEC sues Elon Musk for alleged failure to file timely disclosure of Twitter share purchases
The U.S. Securities and Exchange Commission is suing Elon Musk for allegedly failing to properly disclose his purchase of Twitter shares before buying the company, currently known as X.
SEC sues Musk, alleging Twitter-related securities violation
The Securities and Exchange Commission (SEC) has sued tech billionaire Elon Musk, alleging he committed securities fraud by failing to disclose his ownership of Twitter.
Elon Musk sued by SEC over late 2022 disclosure of Twitter stake
The U.S. Securities and Exchange Commission sued Elon Musk on Tuesday, alleging failure to timely disclose that he bought more than 5% of Twitter's stock in 2022 before he took
4h
Vanguard to pay $106.4 mln to settle US SEC charges, regulator says
The Vanguard Group has agreed to pay $106.4 million to settle U.S. Securities and Exchange Commission (SEC) charges over ...
23h
Two Sigma Waited Four Years to Fix Known Flaw, SEC Alleges
Two Sigma Investments waited four years to address vulnerabilities that hedge fund employees noticed in its investment models ...
2d
Trump's new SEC leadership poised to kick start crypto overhaul, sources say
Officials at the SEC are poised to begin overhauling the agency's cryptocurrency policies potentially as early as next week.
23h
on MSN
SEC Settles Charges Against US Hedge Fund Over Investment Model Vulnerabilities
Two Sigma voluntarily repaid $165 million to impacted funds and accounts during the SEC's investigation and agreed to pay $90 ...
The Daily Hodl
2d
US Judge Deems SEC’s Order To Deny Coinbase Rulemaking Petition ‘Arbitrary and Capricious’
A judge just ordered the U.S. Securities and Exchange Commission (SEC) to craft a more thorough response to a petition from ...
1d
on MSN
SEC files opening brief in its appeal against Ripple over XRP
“As expected, the SEC’s appeal brief is a rehash of already failed arguments — and likely to be abandoned by the next ...
1h
Vanguard to Pay $106 Million SEC Settlement Over Surprise Capital Gains Taxes
Vanguard Group will pay $106.41 million to settle a Securities and Exchange Commission investigation related to its target-date retirement funds, the agency said Friday. The asset manager failed to di ...
CoinDesk
3d
Binance.US Chief: The SEC Called Us a Cauldron of Fraud, Without Any Evidence
Gary Gensler’s Securities and Exchange Commission (SEC) branded Binance.US “a cauldron of fraud,” and used its power and ...
1d
XRP Gains Momentum Toward $5 Amid SEC Appeal Challenges, BYDFi Stays Investor Favorite
On January 15, 2025, the SEC formally filed an appeal with the Second Circuit Court to overturn Judge Analisa Torres' July ...
6h
on MSN
Fitness beverage company Celsius to pay $3 million fine to settle US SEC accounting case
Celsius Holdings, the fitness beverage company, will pay a $3 million civil fine to resolve charges it accounted improperly ...
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