The U.S. Securities and Exchange Commission on Friday said Digital Currency Group Inc. and the CEO of its now-defunct ...

The SEC disclosed 7 actions against alleged misbehavior with only three days left for the Biden administration.

In his last days in office, U.S. Attorney Ken Parker brings charges against Chuck Jones and Mike Dowling in Ohio's largest ...

The alleged violations stem from a 2020 change where Vanguard lowered the minimum investment requirement for its ...

The Vanguard Group has agreed to pay $106.4 million to settle U.S. Securities and Exchange Commission (SEC) charges over ...

As he assumes the presidency for a second time, Donald Trump brings with him a broad expanse of business relationships and ...

Two Sigma Investments waited four years to address vulnerabilities that hedge fund employees noticed in its investment models ...

The financial industry is experiencing a transformative moment as it navigates the intersection between traditional financial ...

He’s the world’s richest person, buddies with President-elect Donald Trump and now faces a fresh US regulatory lawsuit that ...

The U.S. Securities and Exchange Commission has sued billionaire Elon Musk, saying he failed to disclose his ownership of ...

On January 15, 2025, the SEC formally filed an appeal with the Second Circuit Court to overturn Judge Analisa Torres' July ...